NICOLE GAUCI


Licensee: GWM ADVISER SERVICES LIMITED

NICOLE GAUCI (Adviser# 000232299) is a financial adviser registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. The adviser role status is Current. The adviser start date is October 30, 2017.

Adviser Overview

Register Name Financial Advisers
Adviser Name NICOLE GAUCI
Adviser Number 000232299
Adviser Role Financial Adviser
Adviser Role Status Current
Adviser First Advice Year 1998
Financial Service (AFS) Licence Licence# 000230692
GWM ADVISER SERVICES LIMITED
Licence ABN 96002071749
Licence Controlled By NATIONAL AUSTRALIA BANK LIMITED
NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
Adviser Start Date 2017-10-30
Appointing Representative Name GWM ADVISER SERVICES LIMITED
Appointing Representative Number 000230692
Appointing Representative ABN 96002071749
Memberships CPA Australia (CPA)

Authorisations to provide financial product advice

  • NICOLE GAUCI
  • ·
  • Deposit Payment Non Basic Deposit
  • ·
  • Deposit Payment Non Cash Deposit
  • ·
  • Derivative
  • ·
  • Government Debenture
  • ·
  • Life Product Investment Life Insurance
  • ·
  • Life Product Life Risk Insurance
  • ·
  • Managed Investment Schemes Including IDPS
  • ·
  • Retirement Savings Account
  • ·
  • Securities
  • ·
  • Superannuation
  • ·
  • Margin Lending Facility Standard

Qualifications and training history

Qualification / Degree Institute / School
Bachelor of Accounting University of South Australia
Certificate IV Mortgage Broking Intellitrain
Diploma in Financial Services (Financial Planning) Kaplan Professional

Adviser employment history

Licence Number Licence Name Adviser Date Appointing Representative
000230692 GWM ADVISER SERVICES LIMITED
Licence controlled by: NATIONAL AUSTRALIA BANK LIMITED ~ NATIONAL WEALTH MANAGEMENT SERVICES LIMITED
2017-10-30 - GWM ADVISER SERVICES LIMITED
000227232 COUNT FINANCIAL LIMITED
Licence controlled by: COMMONWEALTH BANK OF AUSTRALIA
2013-07-22 - 2017-08-03 COUNT FINANCIAL LIMITED

Licensee Information

Licence Name GWM ADVISER SERVICES LIMITED
Licence Number 000230692
Licence ABN 96002071749

Financial advisers with the same licensee

Adviser Name Licensee Status Start Date
KELLY HANLON Gwm Adviser Services Limited Current 2018-08-29
TIMOTHY JAMES SWAINSTON Gwm Adviser Services Limited Current 2018-08-28
JAYE O'HANLON FEATHERBY Gwm Adviser Services Limited Current 2018-08-27
RICKY NEVILLE KENNEDY Gwm Adviser Services Limited Current 2018-08-22
SEAN PATRICK YOUNG Gwm Adviser Services Limited Current 2018-08-14
MATTHEW BIDDLE Gwm Adviser Services Limited Current 2018-08-14
ROBERT GLYNN RIVIERE Gwm Adviser Services Limited Current 2018-08-07
SANDRA CARR Gwm Adviser Services Limited Current 2018-08-02
ILLIAS LEIGH CHADJILAZAROU Gwm Adviser Services Limited Current 2018-07-10
REBECCA POYNTON Gwm Adviser Services Limited Current 2018-07-04

Competitor

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Dataset Information


Data Provider Australian Securities and Investments Commission (ASIC), Financial Advisers Register
Jurisdiction Australia
Related Datasets Australian Businesses, Australian Companies

This dataset includes 33 thousand financial advisers registered with Australian Securities and Investments Commission (ASIC), Financial Advisers Register. Australian Financial Services Licensees are required to keep the details of their financial advisers up to date on ASIC's Financial Advisers Register. Each financial adviser is registered with name, number, role status, ABN, first advice year, licence name and number, licence ABN, adviser start date and end date, appointing representative, disciplinary action, product authorisations, qualifications and training, memberships, etc.